Brock Robert Woessner

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2021 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 08/2021 → 11/2021
  Taco Bell
  Sterling, IL
• 07/2021 → 11/2021
  Kroger
  Sterling, IL
• 02/2021 → 06/2021
  Unemployed
  Rock Falls, IL
• 01/2021 → 01/2021
  Jenn Merema State Farm
  Rock Island, IL
• 08/2020 → 12/2020
  Unemployed
  Rock Falls, IL
• 03/2019 → 07/2020
  Syngenta
  Slater, IA
• 12/2018 → 02/2019
  Kinzler Construction Services
  Ames, IA
• 02/2018 → 11/2018
  Unemployed
  Ames, IA
• 01/2018 → 01/2018
  Mark Doyle State Farm
  Ames, IA
• 06/2014 → 12/2017
  Hy-Vee
  Ames, IA
• 08/2011 → 12/2017
  Iowa State University
  Ames, IA
• 12/2021 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 10/2025 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC

Other Businesses

NAME OF BUSINESS: LIFE, HEALTH, PROPERTY, & CASUALTY INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: MAINTAINING ONLY POSITION: N/A START DATE: 1/2018 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAINING ONLY

Exams

• S66 Uniform Combined State Law Examination
  2025-10-20
• S63 Uniform Securities Agent State Law Examination
  2022-02-24

Other Names

• Brock Woessner