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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-26
  • CA RA
    APPROVED
    Since 2024-01-26

Branch Locations

1301 Exposition Blvd, Sacramento, CA 95815 • United States

1109 L St, Sacramento, CA 95814 • United States

670 J Street, Sacramento, CA 95814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Golden 1 Credit Union Sacramento CA 12/2021 Present
Lpl Financial Llc Sacramento CA 12/2021 Present
The Golden 1 Credit Union Sacramento CA 02/2021 12/2021
7-Eleven Sacramento CA 06/2013 09/2016
Leatherby's Family Creamery Sacramento CA 09/2016 04/2020
Unemployed Covid Sacramento CA 04/2020 02/2021
Leatherby's Family Creamery Folsom CA 05/2023 Present
  • 12/2021 → Present
    The Golden 1 Credit Union
    Sacramento, CA
  • 12/2021 → Present
    Sacramento, CA
  • 02/2021 → 12/2021
    The Golden 1 Credit Union
    Sacramento, CA
  • 06/2013 → 09/2016
    7-Eleven
    Sacramento, CA
  • 09/2016 → 04/2020
    Leatherby's Family Creamery
    Sacramento, CA
  • 04/2020 → 02/2021
    Unemployed Covid
    Sacramento, CA
  • 05/2023 → Present
    Leatherby's Family Creamery
    Folsom, CA
Other Businesses

1) 04/2023 - Golden 1 Investment Services - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 04/2023 - The Golden 1 Credit Union - Financial Institution Duty - Inv. Related - Sacramento, CA - Financial Services Representative - Start Date 02/08/2021 - 160hrs/month - 100% time spent 3) 05/09/2023 - Leatherby's Family Creamery- Outside/W-2 Employment / Waiter- Non-Inv. Related- Folsom, CA - start date 5/22/2023- 80hrs/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-24
  • S66 Uniform Combined State Law Examination
    2024-01-24

View on SEC IAPD

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