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Sonam Lama

Hightower Advisors, LLC

Chicago, IL

New York, NY

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-08-02
  • NY RA
    APPROVED
    Since 2022-08-02

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

300 Madison Avenue 29Th Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student New York NY 08/2015 06/2019
Ny Botanical Garden New York NY 06/2019 08/2019
Unemployed New York NY 08/2019 01/2021
H&R Block New York NY 01/2021 05/2021
Unemployed New York NY 05/2021 08/2021
Hightower Advisors, Llc New York NY 08/2021 Present
  • 08/2015 → 06/2019
    Student
    New York, NY
  • 06/2019 → 08/2019
    Ny Botanical Garden
    New York, NY
  • 08/2019 → 01/2021
    Unemployed
    New York, NY
  • 01/2021 → 05/2021
    H&R Block
    New York, NY
  • 05/2021 → 08/2021
    Unemployed
    New York, NY
  • 08/2021 → Present
    Hightower Advisors, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-01
  • S66 Uniform Combined State Law Examination
    2022-08-01

View on SEC IAPD

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SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
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GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
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