Michael James Lafontaine

Employer firm

Aza Capital Management CRD 109784

$340M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → Present
  Aza Capital Management
  Chicago, IL

Previous Registrations

• 2008-03-03 → 2009-08-17
  Nrp Advisors, Inc.
  Northbrook, IL
• 2006-12-13 → 2008-10-16
  Nrp Financial, Inc.
  Northbrook, IL
  Bryan, OH
  Northbrook, IL

Other Businesses

Since 2019, Mr. LaFontaine has been the owner of Harbour Capital Holdings, LLC ("Harbour") located at 518 Kenilworth Ave., Kenilworth, IL 60043. Harbour is not an investment-related business. Harbour has a service agreement with Insight 2811, Inc. to maintain an off-site office location to bolster operational continuity and serve as a backup for limited contingency operations in the event of a natural disaster, government lockdown, or other business disruption. On a monthly basis, approximately 1-10 hours during non-trading hours are spent bookkeeping and maintaining the company's location.

Exams

• S66 Uniform Combined State Law Examination
  2006-07-31

Other Names

• Michael J. Lafontaine
• Mike Lafontaine