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5898 Copley Dr. Suite 101, San Diego, CA 92111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-01-03 |
Branch Locations
5898 Copley Dr. Suite 101, San Diego, CA 92111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Copley Financial Group, Inc. | San Diego | CA | 01/2022 | Present |
| Copley Financial Group, Inc. | San Diego | CA | 01/2015 | 06/2021 |
| Emerson Equity Llc | San Mateo | CA | 09/2024 | 03/2026 |
| Senior American Funding, Inc. | San Diego | CA | 01/2015 | Present |
| Heritage Tax & Insurance | San Diego | CA | 01/2015 | Present |
1)- COPLEY FINANCIAL GROUP, INC., INVESTMENT RELATED, 2650 CAMINO DEL RIO NORTH, STE., 350, SAN DIEGO, CA 92108, REGISTERED INVESTMENT ADVISOR, FINANCIAL ADVISOR, FINANCIAL PLANNING, INVESTMENT PLANNING, TAX PLANNING, ALTERNATIVE INVESTMENTS, 80 HRS A MONTH, 0 HRS DURING SECURITIES TRADING HOURS, 01/2022 2)-SENIOR AMERICAN FUNDING, INC., INVESTMENT RELATED, 2650 CAMINO DEL RIO NORTH, STE., 350, SAN DIEGO, CA 92108, LOAN COMPANY, LOAN OFFICER, ADVISE ON AND ARRANGE MORTGAGES, AND COORDINATING AS A PART OF HOLISTIC FINANCIAL PLANNING, 15 HOURS MONTHLY, 0 HOURS DURING SECURITIES TRADING HOURS, 01/2015 3)- HERITAGE TAX & INSURANCE, INVESTMENT RELATED, 2650 CAMINO DEL RIO NORTH, STE., 350, SAN DIEGO, CA 92108, FIXED INSURANCE, FIXED ANNUITIES, TAX PLANNING, FINANCIAL PROFESSIONAL,PROVIDE INSURANCE, ANNUITIES, ALTERNATIVE INVESTMENTS, TAX PLANNING, IF NECESSARY AS PART OF THEIR INVESTMENT PORTFOLIO, 70 HOURS MONTHLY, 0 HOURS DURING SECURITIES TRADING HOURS, 01/2015
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-10-17 |
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