Richard Goldman

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-06-27
CT	RA	APPROVED	2022-06-17

TX RA
APPROVED_RES

Since 2024-06-27
CT RA
APPROVED

Since 2022-06-17

Branch Locations

Avon, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northeast Wool The Bronx	New London	CT	11/2020	05/2021
Us Department Of Commerce	Tolland	CT	06/2020	10/2020
Rolls-Royce	Walpole	MA	10/2019	11/2019
Quest Global	Windsor	CT	07/2018	10/2018
Kline Rental Property	Pittsburgh	PA	03/2015	03/2017
Equitable Advisors	New York	NY	12/2021	Present
University Of Connecticut	Storrs-Mansfield	CT	06/2017	06/2018
Unemployed	Willington	CT	06/2021	11/2021
Unemployed	Willington	CT	11/2018	09/2019
Unemployed	Willington	CT	12/2019	05/2020
Equitable	Shelton	CT	03/2024	Present

11/2020 → 05/2021

Northeast Wool The Bronx

New London, CT
06/2020 → 10/2020

Us Department Of Commerce

Tolland, CT
10/2019 → 11/2019

Rolls-Royce

Walpole, MA
07/2018 → 10/2018

Quest Global

Windsor, CT
03/2015 → 03/2017

Kline Rental Property

Pittsburgh, PA
12/2021 → Present

Equitable Advisors

New York, NY
06/2017 → 06/2018

University Of Connecticut

Storrs-Mansfield, CT
06/2021 → 11/2021

Unemployed

Willington, CT
11/2018 → 09/2019

Unemployed

Willington, CT
12/2019 → 05/2020

Unemployed

Willington, CT
03/2024 → Present

Equitable

Shelton, CT

Other Businesses

1)Various outside insurance business, Anthem Health Plans, Anthem Insurance Companies, Anthem Life Insurance Co,Standard Insurance Company, Cigna Health & Life Insurance Co, ConnectiCare, Inc, ConnectiCare Insurance Co, ConnectiCare Benefits, Inc, HEALTSPRING NATIONAL HEALTH INSURANCE COMPANY, Guardian 2) Richard Goldman Health Ins Sales; Willington, CT; Sole Proprietor; Place Health Ins. for Individuals on and off the health insurance exchange marketplace; Start date 9/2023; 15 hrs./mo.the health insurance exchange marketplace; Start date 9/2023; 15 hrs./mo.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-06-03

S66 Uniform Combined State Law Examination

2022-06-03

View on SEC IAPD