David Jon Pocs

Employer firm

Iht Wealth Management LLC CRD 171481

$9.80B regulatory AUM 326 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Iht Wealth Management Llc

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2019-06-25

CO RA
APPROVED

Since 2019-06-25

Branch Locations

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

10754 Belle Creek Blvd. #109, Henderson, CO 80640 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2019-01-31
CO	RA	APPROVED	2010-01-15

KS RA
APPROVED

Since 2019-01-31
CO RA
APPROVED

Since 2010-01-15

Branch Locations

Henderson, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Henderson	CO	01/2010	Present
Iht Wealth Management Llc	Henderson	CO	06/2019	Present

01/2010 → Present

Lpl Financial, Llc

Henderson, CO
06/2019 → Present

Iht Wealth Management Llc

Henderson, CO

Previous Registrations

2006-09-28 → 2010-01-20

Equitable Advisors, Llc

Lakewood, CO

Other Businesses

1. 12/10/2009: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 1% Time Spent - broker for Rocky Mountain Health selling individual health insurance 2. 12/10/2009: No Business Name - Other - 1% Time Spent - Soccer Referee 3. 06/09/2010: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - Group health insurance and disability with other independent brokers with commissions to be split at the carrier level. 4. 06/29/2010: 'Public Investment Consultants - A Division of Colorado Financial Partners' - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 5. 03/20/2014: Friends of the Front Range - Non-Profit Board Member - Not Investment Related - At Reported Business Location(s) - 1% Time Spent 6. 10/07/2016: Rocky Mountain Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - 2505 Walnut Street, 2nd Floor, Boulder, CO 80302 - Start 07/01/2016 - 25 Hr/Mo; 4 Hour(s) During Securities Trading - LPL Financial securities and annuity business. In partnership with Cain Kobert. 7. 7/10/2019 - IHT Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 07/01/2019 - 10 Hours Per Month During Securities Trading - I provide investment advisory services through IHT Wealth Management LLC, an independent investment advisor firm. I started this business activity in 07/2019. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 5/15/2020 - Gratitude Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 01/01/2018. 9. 5/15/2020 - Gratitude Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Started 05/01/2020 - 2 Hours Per Month During Securities Trading.