Elizabeth Lee

Charles Schwab & Co., Inc.

CRD 7477863

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
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WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-04-16

NY RA
APPROVED

Since 2025-04-16

Branch Locations

Brooklyn, NY • United States

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	New York City	NY	12/2021	Present
Udr, Inc.	Littleton	CO	05/2021	08/2021
University Of Denver Ritchie Center	Denver	CO	03/2018	10/2019
University Of Denver	Denver	CO	09/2017	03/2021
Stop & Shop	Milford	MA	12/2016	09/2017
Self-Employed	Denver	CO	08/2020	03/2021
Unemployed	Denver	CO	09/2021	11/2021
Student	Hopkinton	MA	09/2012	06/2017

12/2021 → Present

Charles Schwab & Co., Inc.

New York City, NY
05/2021 → 08/2021

Udr, Inc.

Littleton, CO
03/2018 → 10/2019

University Of Denver Ritchie Center

Denver, CO
09/2017 → 03/2021

University Of Denver

Denver, CO
12/2016 → 09/2017

Stop & Shop

Milford, MA
08/2020 → 03/2021

Self-Employed

Denver, CO
09/2021 → 11/2021

Unemployed

Denver, CO
09/2012 → 06/2017

Student

Hopkinton, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-04-16

S66 Uniform Combined State Law Examination

2025-04-16

View on SEC IAPD

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