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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-02 |
Branch Locations
40 Water Street Suite L100, Boston, MA 02109 • United States
Boston, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Co /Commonwealth Financial Group | Boston | MA | 08/2011 | Present |
| Mml Investors Services Llc | Boston | MA | 12/2021 | Present |
1)Name: OM Financial Group, Inv Rel: Y Addr: 101 Federal St, Ste 800, Boston MA 02110, Nature: Outside Insurance, Position: Managing Partner, Start Date: 1/1/2023, No Hr/Mo: 8 No Hr/Mo Dur Trading: 8 Duties: Life 2)Name: OM Financial Group, LLC, Inv Rel: Y, Add: 280 Congress St, Ste 1300, Boston, MA 02210, Nature/Duties: Owner of LLC For Pass Through Compensation, Position: Owner, Start Date: 2/16/2024, No Hr/Mo: 1 No Hr/Mo Dur Trading: 1
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-10-28 |
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