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Daniel A Conley

Wells Fargo Clearing Services, LLC

Chicago, IL

CRD 7477665

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-05-31
  • IL RA
    APPROVED
    Since 2022-05-31

Branch Locations

30 S Wacker Dr 39Th & 40Th Fls, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Chicago IL 01/2022 Present
At Properties Chicago IL 12/2019 11/2021
Chase Bank Chicago IL 06/2016 07/2017
Depaul University Chicago IL 07/2017 12/2019
  • 01/2022 → Present
    Wells Fargo Clearing Services, Llc
    Chicago, IL
  • 12/2019 → 11/2021
    At Properties
    Chicago, IL
  • 06/2016 → 07/2017
    Chase Bank
    Chicago, IL
  • 07/2017 → 12/2019
    Depaul University
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-31
  • S66 Uniform Combined State Law Examination
    2022-05-31

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

More in Chicago, IL

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