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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-02-03
NV RA APPROVED 2023-01-31
FL RA APPROVED 2023-01-18
AL RA APPROVED 2023-01-17
AK RA APPROVED 2023-01-17
CA RA APPROVED 2023-01-17
CO RA APPROVED 2023-01-17
CT RA APPROVED 2023-01-17
DE RA APPROVED 2023-01-17
IL RA APPROVED 2023-01-17
IN RA APPROVED 2023-01-17
KS RA APPROVED 2023-01-17
KY RA APPROVED 2023-01-17
ME RA APPROVED 2023-01-17
MD RA APPROVED 2023-01-17
MI RA APPROVED 2023-01-17
MN RA APPROVED 2023-01-17
MO RA APPROVED 2023-01-17
NH RA APPROVED 2023-01-17
NJ RA APPROVED 2023-01-17
NM RA APPROVED 2023-01-17
NY RA APPROVED 2023-01-17
NC RA APPROVED 2023-01-17
OH RA APPROVED 2023-01-17
OK RA APPROVED 2023-01-17
OR RA APPROVED 2023-01-17
PA RA APPROVED 2023-01-17
RI RA APPROVED 2023-01-17
TX RA APPROVED 2023-01-17
UT RA APPROVED 2023-01-17
VT RA APPROVED 2023-01-17
VA RA APPROVED 2023-01-17
WA RA APPROVED 2023-01-17
WI RA APPROVED 2023-01-17
SC RA APPROVED 2022-10-18
  • AZ RA
    APPROVED
    Since 2023-02-03
  • NV RA
    APPROVED
    Since 2023-01-31
  • FL RA
    APPROVED
    Since 2023-01-18
  • AL RA
    APPROVED
    Since 2023-01-17
  • AK RA
    APPROVED
    Since 2023-01-17
  • CA RA
    APPROVED
    Since 2023-01-17
  • CO RA
    APPROVED
    Since 2023-01-17
  • CT RA
    APPROVED
    Since 2023-01-17
  • DE RA
    APPROVED
    Since 2023-01-17
  • IL RA
    APPROVED
    Since 2023-01-17
  • IN RA
    APPROVED
    Since 2023-01-17
  • KS RA
    APPROVED
    Since 2023-01-17
  • KY RA
    APPROVED
    Since 2023-01-17
  • ME RA
    APPROVED
    Since 2023-01-17
  • MD RA
    APPROVED
    Since 2023-01-17
  • MI RA
    APPROVED
    Since 2023-01-17
  • MN RA
    APPROVED
    Since 2023-01-17
  • MO RA
    APPROVED
    Since 2023-01-17
  • NH RA
    APPROVED
    Since 2023-01-17
  • NJ RA
    APPROVED
    Since 2023-01-17
  • NM RA
    APPROVED
    Since 2023-01-17
  • NY RA
    APPROVED
    Since 2023-01-17
  • NC RA
    APPROVED
    Since 2023-01-17
  • OH RA
    APPROVED
    Since 2023-01-17
  • OK RA
    APPROVED
    Since 2023-01-17
  • OR RA
    APPROVED
    Since 2023-01-17
  • PA RA
    APPROVED
    Since 2023-01-17
  • RI RA
    APPROVED
    Since 2023-01-17
  • TX RA
    APPROVED
    Since 2023-01-17
  • UT RA
    APPROVED
    Since 2023-01-17
  • VT RA
    APPROVED
    Since 2023-01-17
  • VA RA
    APPROVED
    Since 2023-01-17
  • WA RA
    APPROVED
    Since 2023-01-17
  • WI RA
    APPROVED
    Since 2023-01-17
  • SC RA
    APPROVED
    Since 2022-10-18

Branch Locations

200 Carolina Point Parkway 4Th Floor, Greenville, SC 29607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank Greenville SC 11/2020 Present
Td Auto Finance Greenville SC 02/2016 11/2020
Td Private Client Wealth Llc Greenville SC 01/2022 Present
  • 11/2020 → Present
    Td Bank
    Greenville, SC
  • 02/2016 → 11/2020
    Td Auto Finance
    Greenville, SC
  • 01/2022 → Present
    Greenville, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-23
  • S66 Uniform Combined State Law Examination
    2022-09-23

View on SEC IAPD

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