Kristina Anne Wicks

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2025-08-14
TX	RA	APPROVED_RES	2025-08-14
VT	RA	APPROVED	2025-08-14
NC	RA	APPROVED	2022-03-29

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Charlotte	NC	01/2022	Present
Tiaa	Charlotte	NC	01/2022	Present
Tiaa	Charlotte	NC	06/2021	08/2021
Rochester Institute Of Technology	Rochester	NY	04/2019	12/2021
Binghamton Country Club	Endwell	NY	05/2019	09/2019
Rochester Institute Of Technology	Rochester	NY	08/2018	12/2021
Maine-Endwell High School	Endwell	NY	09/2014	06/2018
Unemployed	Endwell	NY	07/2018	07/2018

01/2022 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Charlotte, NC
01/2022 → Present

Tiaa

Charlotte, NC
06/2021 → 08/2021

Tiaa

Charlotte, NC
04/2019 → 12/2021

Rochester Institute Of Technology

Rochester, NY
05/2019 → 09/2019

Binghamton Country Club

Endwell, NY
08/2018 → 12/2021

Rochester Institute Of Technology

Rochester, NY
09/2014 → 06/2018

Maine-Endwell High School

Endwell, NY
07/2018 → 07/2018

Unemployed

Endwell, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-03-29