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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-03-31 |
| OH | RA | APPROVED | 2025-03-31 |
Branch Locations
100 Magellan Way, Covington, KY 41015-1987 • United States
Cincinnati, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western & Southern Life | Crestview Hills | KY | 11/2021 | 03/2022 |
| W&S Brokerage Services | Cincinnati | OH | 11/2021 | 03/2022 |
| Bank Of America | Cincinnati | OH | 09/2020 | 11/2021 |
| Us Bank | Cincinnati | OH | 12/2016 | 09/2020 |
| Miejer | Cincinnati | OH | 11/2015 | 12/2016 |
| Fidelity Investments | Covington | KY | 03/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-25 |
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