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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-16
CA RA APPROVED 2022-04-19
  • TX RA
    APPROVED
    Since 2022-05-16
  • CA RA
    APPROVED
    Since 2022-04-19

Branch Locations

11021 La Reina Ave, Downey, CA 90241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hemet CA 02/2019 Present
Cruz Auto Body Center Anaheim CA 06/2018 01/2019
Usc Credit Union Los Angeles CA 11/2016 04/2018
University Of Southern California Los Angeles CA 01/2016 05/2018
Unemployed Anaheim CA 05/2018 05/2018
Bank Of America, N.A. Hemet CA 03/2022 Present
  • 02/2019 → Present
    Hemet, CA
  • 06/2018 → 01/2019
    Cruz Auto Body Center
    Anaheim, CA
  • 11/2016 → 04/2018
    Usc Credit Union
    Los Angeles, CA
  • 01/2016 → 05/2018
    University Of Southern California
    Los Angeles, CA
  • 05/2018 → 05/2018
    Unemployed
    Anaheim, CA
  • 03/2022 → Present
    Bank Of America, N.A.
    Hemet, CA
Other Businesses

I*1512282 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: hemet, California, 92544, United States Nature of business: Position, title, association: Sole owner, Start date of relationship: 10/9/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-16
  • S66 Uniform Combined State Law Examination
    2022-04-16

View on SEC IAPD

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