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Andrew Jones

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Poughkeepsie, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-14
NY RA APPROVED 2022-05-12
NJ RA APPROVED 2022-04-13
  • TX RA
    APPROVED
    Since 2022-06-14
  • NY RA
    APPROVED
    Since 2022-05-12
  • NJ RA
    APPROVED
    Since 2022-04-13

Branch Locations

2649 South Rd, Poughkeepsie, NY 12601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Union City NJ 06/2019 Present
One Main Financial Fishkill NY 06/2018 06/2019
Td Bank Wappingers Falls NY 07/2014 05/2018
Nike Central Valley NY 03/2012 05/2017
Bank Of America, N.A. Union City NJ 03/2022 Present
  • 06/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Union City, NJ
  • 06/2018 → 06/2019
    One Main Financial
    Fishkill, NY
  • 07/2014 → 05/2018
    Td Bank
    Wappingers Falls, NY
  • 03/2012 → 05/2017
    Nike
    Central Valley, NY
  • 03/2022 → Present
    Bank Of America, N.A.
    Union City, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-07
  • S66 Uniform Combined State Law Examination
    2022-04-07

View on SEC IAPD

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Other Offices

ARAX ADVISORY PARTNERS · Poughkeepsie, NY
CHARLES SCHWAB & CO., INC. · Poughkeepsie, NY
LPL FINANCIAL LLC · POUGHKEEPSIE, NY
MORGAN STANLEY · POUGHKEEPSIE, NY
CETERA INVESTMENT ADVISERS LLC · POUGHKEEPSIE, NY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · POUGHKEEPSIE, NY
NEWEDGE ADVISORS · Poughkeepsie, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · POUGHKEEPSIE, NY

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