Justin Tak

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-10-09

Branch Locations

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Baylor University	Waco	TX	08/2014	08/2018
Scribeamerica	Dallas	TX	08/2019	11/2019
Equitable Advisors, Llc	New York	NY	01/2022	10/2023
Unemployed	Lewisville	TX	08/2018	08/2019
Jual Properties	Dallas	TX	11/2019	08/2021
Unemployed	Lewisville	TX	08/2021	01/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Frisco	TX	04/2024	04/2025
Unemployed	Lewisville	TX	10/2023	04/2024
Bank Of America, N.A.	Frisco	TX	06/2024	04/2025
Unemployed	Lewisville	TX	04/2025	09/2025
Dexian	Lewisville	TX	09/2025	12/2025
Ally Invest Securities Llc	Lewisville	TX	09/2025	Present

08/2014 → 08/2018

Baylor University

Waco, TX
08/2019 → 11/2019

Scribeamerica

Dallas, TX
01/2022 → 10/2023

Equitable Advisors, Llc

New York, NY
08/2018 → 08/2019

Unemployed

Lewisville, TX
11/2019 → 08/2021

Jual Properties

Dallas, TX
08/2021 → 01/2022

Unemployed

Lewisville, TX
04/2024 → 04/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frisco, TX
10/2023 → 04/2024

Unemployed

Lewisville, TX
06/2024 → 04/2025

Bank Of America, N.A.

Frisco, TX
04/2025 → 09/2025

Unemployed

Lewisville, TX
09/2025 → 12/2025

Dexian

Lewisville, TX
09/2025 → Present

Ally Invest Securities Llc

Lewisville, TX

2024-05-07 → 2025-04-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frisco, TX
2023-09-19 → 2023-10-11

Equitable Advisors, Llc

Dallas, TX

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-09-16
S63	Uniform Securities Agent State Law Examination	2022-03-12