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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-07-22 |
Branch Locations
Two Meridian Crossings Suite 450, Minneapolis, MN 55423 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc. | Fairfield | IA | 01/2021 | 07/2023 |
| Cambridge Investment Research Inc. | Fairfield | IA | 07/2022 | 07/2023 |
| Deweys Pizza | Cincinnati | OH | 04/2017 | 05/2020 |
| Deadlow Brewery | Cincinnati | OH | 05/2020 | 08/2021 |
| Unemployed | Cincinnati | OH | 01/2012 | 04/2017 |
| Rosselot Financial Group | Cincinnati | OH | 05/2020 | 08/2021 |
| Rosselot Financial Group | Cincinnati | OH | 05/2022 | 08/2022 |
| Gallagher | Cincinnati | OH | 05/2023 | 08/2023 |
| Sds Pizza | Oxford | OH | 08/2023 | 12/2023 |
| Unemployed | Oxford | OH | 12/2023 | 05/2024 |
| Barefoot Archery | Charlotte | NC | 05/2024 | 08/2024 |
| Unemployed | Cincinnati | OH | 08/2024 | 01/2025 |
| Total Wine And More | Charlotte | NC | 01/2025 | 05/2025 |
| Unemployed | Minneapolis | MN | 05/2025 | 07/2025 |
| Equitable Advisors, Llc | New York | NY | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-14 |
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