Thomas Fuller Ogden

Current Employers

Ogden, Thomas

Monterey, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-02-23

CA RA
APPROVED

Since 2022-02-23

Branch Locations

Monterey, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thomas Ogden	Monterey Park	CA	12/2021	Present
Law Offices Of Thomas Ogden	Monterey Park	CA	07/2007	Present

12/2021 → Present

Thomas Ogden

Monterey Park, CA
07/2007 → Present

Law Offices Of Thomas Ogden

Monterey Park, CA

Other Businesses

Lawyer- Solo practitioner under my name (Thomas Ogden); Not investment related; Address: 1821 Kempton Ave., Monterey Park, CA 91755; Nature- Legal; Position- Lawyer; Title- Lawyer; Start date: 7/2007; Currently Devote Full Time to this Business during trading hours; Duties- provide legal advice in my role as a lawyer.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-11-26

S65 Uniform Investment Adviser Law Examination

2021-11-26

Other Names

Thomas Fuller Ogden

View on SEC IAPD