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Mark Stephen Pelersi

Focus Partners Wealth, LLC

Albany, NY

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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-09
  • NY RA
    APPROVED
    Since 2024-09-09

Branch Locations

3 Atrium Drive Suite 265, Albany, NY 12205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shade Tree Advisors Llc. Saratoga Springs NY 08/2019 11/2022
United Parcel Service Glens Falls NY 05/2016 07/2017
Adirondack Wakeboard & Waterski School Bolton Landing NY 07/2018 09/2018
School (Suny Albany) Albany NY 09/2017 05/2018
State Of New York Albany NY 05/2018 09/2018
Ayco A Goldman Sachs Company Albany NY 09/2018 05/2019
Rockefeller Financial Llc Saratoga NY 12/2022 08/2024
Rockefeller Capital Management Saratoga NY 12/2022 08/2024
The Colony Group, Llc Boston MA 09/2024 Present
  • 08/2019 → 11/2022
    Shade Tree Advisors Llc.
    Saratoga Springs, NY
  • 05/2016 → 07/2017
    United Parcel Service
    Glens Falls, NY
  • 07/2018 → 09/2018
    Adirondack Wakeboard & Waterski School
    Bolton Landing, NY
  • 09/2017 → 05/2018
    School (Suny Albany)
    Albany, NY
  • 05/2018 → 09/2018
    State Of New York
    Albany, NY
  • 09/2018 → 05/2019
    Ayco A Goldman Sachs Company
    Albany, NY
  • 12/2022 → 08/2024
    Rockefeller Financial Llc
    Saratoga, NY
  • 12/2022 → 08/2024
    Rockefeller Capital Management
    Saratoga, NY
  • 09/2024 → Present
    The Colony Group, Llc
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-06-27
S65 Uniform Investment Adviser Law Examination 2022-05-31
  • S63 Uniform Securities Agent State Law Examination
    2023-06-27
  • S65 Uniform Investment Adviser Law Examination
    2022-05-31

View on SEC IAPD

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DANIEL DOUGLAS BAUER
BRETT PHILIP HARRIS
DOUGLAS JAMES BAUER
MICHAEL STEPHEN SHAPIRO
STEPHEN MARK PEER
RICHARD JEFFERY ANTHONY
GEORGE NICHOLAS BROWN
JOHN COLE BUFF

Other Offices

ALLSQUARE WEALTH MANAGEMENT, LLC · ALBANY, NY
CETERA INVESTMENT ADVISERS LLC · ALBANY, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Albany, NY
MPWM ADVISORY SOLUTIONS LLC · ALBANY, NY
CITIZENS SECURITIES, INC. · ALBANY, NY
LPL FINANCIAL LLC · ALBANY, NY
THE AFFINITY GROUP, LLC · ALBANY, NY
WELLS FARGO CLEARING SERVICES, LLC · ALBANY, NY

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