Mark Stephen Pelersi

Employer firm

Focus Partners Wealth, LLC CRD 159289

$182B regulatory AUM 1,500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2019 → 11/2022
  Shade Tree Advisors Llc.
  Saratoga Springs, NY
• 05/2016 → 07/2017
  United Parcel Service
  Glens Falls, NY
• 07/2018 → 09/2018
  Adirondack Wakeboard & Waterski School
  Bolton Landing, NY
• 09/2017 → 05/2018
  School (Suny Albany)
  Albany, NY
• 05/2018 → 09/2018
  State Of New York
  Albany, NY
• 09/2018 → 05/2019
  Ayco A Goldman Sachs Company
  Albany, NY
• 12/2022 → 08/2024
  Rockefeller Financial Llc
  Saratoga, NY
• 12/2022 → 08/2024
  Rockefeller Capital Management
  Saratoga, NY
• 09/2024 → Present
  The Colony Group, Llc
  Boston, MA

Previous Registrations

• 2022-12-09 → 2024-09-09
  Rockefeller Financial Llc
  Chicago, IL
  Saratoga Springs, NY
• 2022-05-31 → 2022-12-15
  Shade Tree Advisors Llc
  Saratoga Springs, NY
  Saratoga Springs, NY

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-06-27
• S65 Uniform Investment Adviser Law Examination
  2022-05-31