Christopher Roberts Dovale

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-05-05
TX	RA	APPROVED_RES	2025-05-04

CA RA
APPROVED

Since 2025-05-05
TX RA
APPROVED_RES

Since 2025-05-04

Branch Locations

111 Pine St, San Francisco, CA 94111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	San Francisco	CA	11/2021	Present
Jpmorgan Chase Bank, N.A.	San Francisco	CA	11/2021	Present
Christopher Dovale	San Francisco	CA	03/2012	03/2020
Unemployed	Richmond	CA	03/2020	11/2021

11/2021 → Present

J.P. Morgan Securities Llc

San Francisco, CA
11/2021 → Present

Jpmorgan Chase Bank, N.A.

San Francisco, CA
03/2012 → 03/2020

Christopher Dovale

San Francisco, CA
03/2020 → 11/2021

Unemployed

Richmond, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-05-02
S63	Uniform Securities Agent State Law Examination	2022-02-11

S66 Uniform Combined State Law Examination

2025-05-02
S63 Uniform Securities Agent State Law Examination

2022-02-11

Other Names

Chris Dovale
Christopher Dovale

View on SEC IAPD