Best Investors
Account
Sign in
48 Wall Street, Madison, CT 06443 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-02-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2022 | 06/2023 |
| Northwestern Mutual Investment Services Llc | Hartford | CT | 07/2022 | 06/2023 |
| Lyman Orchards Golf Center | Middlefield | CT | 03/2021 | 08/2022 |
| Fintron Llc | Westport | CT | 07/2020 | 09/2020 |
| Fintron Llc | Westport | CT | 11/2019 | 07/2020 |
| City Of Middletown | Middletown | CT | 06/2015 | 08/2017 |
| Ati New England | Cromwell | CT | 11/2015 | 03/2017 |
| Famiglietti And Famiglietti Llc | Plainville | CT | 05/2018 | 08/2020 |
| Great River Golf Club | Milford | CT | 10/2018 | 04/2019 |
| Student | Fairfield | CT | 08/2017 | 06/2022 |
| Middletown Post 75 American Legion Baseball | Middletown | CT | 08/2022 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2022 | 06/2023 |
| Cambridge Investment Research Inc. | Fairfield | IA | 06/2023 | 11/2023 |
| Principle Wealth Partners Llc | Madison | CT | 11/2023 | Present |
| Tracy, Driscoll & Co. | Bristol | CT | 06/2023 | 10/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-30 |
Reach out to this advisor