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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-03 |
| MN | RA | APPROVED | 2024-06-03 |
| TX | RA | APPROVED | 2024-06-03 |
Branch Locations
15303 North Dallas Parkway Tower Ii Suite 550, Addison, TX 75001 • United States
Rockwall, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dg23 Fitness | Buckeye | AZ | 09/2004 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2022 | 12/2023 |
| Northwestern Mutual Investment Services Llc | Addison | TX | 09/2022 | 12/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2023 | 12/2023 |
| Guardian Life Insurance Company | Addison | TX | 01/2024 | Present |
| Park Avenue Securities | Addison | TX | 01/2024 | Present |
| Guardian Life Insurance Company | Rockwall | TX | 06/2024 | Present |
| Park Avenue Securities | Rockwall | TX | 06/2024 | Present |
1) DG23 Fitness- Owner- Personal Trainer, Start date: 09/01/2004, Address: 1307 Siena Ct., Rockwall, TX 75032, 20 total hours per month; 0 during securities trading hours, Non Investment related, More than 10% annual compensation, 2) City Council McLendon Chisholm-Candidate, Start date: 01/15/2025, Address: 1371 West FM 550 McLendon-Chisholm, TX 75032, 12 total hours per month; 0 during securities trading hours, Non Investment related, No annual compensation, 3) BNI Business Networking International -membership committee, Start date: 05/30/2024, Address: 3430 Toringdon Way, Suite 300 Charlotte, NC 28277, 2 total hours per month; 1 during securities trading hours, Non Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-20 |
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