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10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2023-11-17 |
Branch Locations
10876 S River Front Pkwy Suite 600, South Jordan, UT 84095 • United States
1001 Bishop Street, Suite 2300, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hawaiian Electric Company | Honolulu | HI | 01/1990 | 08/2021 |
| Sagepoint Financial, Inc. | Honolulu | HI | 12/2021 | 09/2023 |
| Retirement | Honolulu | HI | 08/2021 | 12/2021 |
| Inpac Wealth Solutions | Honolulu | HI | 12/2021 | Present |
| Osaic Wealth, Inc. | Honolulu | HI | 09/2023 | 11/2023 |
| Dfpg, Investments, Llc | Sandy | UT | 11/2023 | Present |
| Diversify Advisory Services, Llc | Sandy | UT | 11/2023 | Present |
1) INPAC WEALTH SOLUTION POSITION: Wealth Advisor NATURE: Other-DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 10 START DATE: 02/27/2021 ADDRESS: 1001 Bishop Street Suite 2300, Honolulu HI 96813, United States DESCRIPTION: Sell fixed life insurance. 2) FAMILY OWNED PROPERTY POSITION: Owner NATURE: Sole Proprietorship/Landlord INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/18/2016 ADDRESS: 2527 Pali Hwy. Apt. A, Honolulu HI 96817, United States DESCRIPTION: Pay bills, monitor the property manager, respond to maintenance recommendation 3) DIVERSIFY ADVISORY SERVICES, LLC (RIA); INVESTMENT RELATED; 1001 BISHOP STREET SUITE 2300, HONOLULU, HI 96813; INVESTMENT ADVISORY REP; SINCE 05/01/2013; 20-HRS/MTH; 20 DURING SECURITY HOURS; WORK WITH CLIENTS ON INVESTMENT ADVICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-14 |
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