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Current Employers
Commercial Trust Financial Services

119 N Main St, Fayette, MO 65248 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-03-23
  • MO RA
    APPROVED
    Since 2026-03-23

Branch Locations

119 N Main St, Fayette, MO 65248 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Emmet's Kitchen And Tap Fayette MO 07/2015 10/2023
Sam's Club Columbia MO 07/2017 03/2018
Midway Arms Columbia MO 02/2016 07/2017
Hertz Columbia MO 03/2018 11/2018
Statefarm Moberly MO 11/2018 03/2019
Commercial Trust Bank Fayette MO 12/2021 Present
Lpl Financial Fayette MO 09/2022 Present
Commercial Trust Financial Services Fayette MO 03/2026 Present
Convergence Financial Fayette MO 05/2023 05/2026
  • 07/2015 → 10/2023
    Emmet's Kitchen And Tap
    Fayette, MO
  • 07/2017 → 03/2018
    Sam's Club
    Columbia, MO
  • 02/2016 → 07/2017
    Midway Arms
    Columbia, MO
  • 03/2018 → 11/2018
    Hertz
    Columbia, MO
  • 11/2018 → 03/2019
    Statefarm
    Moberly, MO
  • 12/2021 → Present
    Commercial Trust Bank
    Fayette, MO
  • 09/2022 → Present
    Lpl Financial
    Fayette, MO
  • 03/2026 → Present
    Fayette, MO
  • 05/2023 → 05/2026
    Fayette, MO
Previous Registrations
Other Businesses

1) 2022-09-07 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Commercial Trust Financial Services / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2022-09-06 - hrs/mth - hrs/mth during trading 2) 2022-09-07 - Emmet's Kitchen and Tap - Outside/W-2 Employment - N - 111 N Main St. Fayette, MO, 65248 - 2022-09-06 - 60hrs/mth - 0hrs/mth during trading 3) 2026-03-26 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - (Hybrid) Commercial Trust Financial Services - Registered Investment Advisor Hybrid - Y - at reported business location(s) - 2026-03-17 - 160hrs/mth - 130hrs/mth during trading 4) 2026-05-11 - Commercial Trust Company - Outside/W-2 Employment - N - Fayette MO - 2026-05-11 - 160hrs/mth - 160hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-19
  • S66 Uniform Combined State Law Examination
    2023-01-19

View on SEC IAPD

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