Nicole Alexis Reynolds

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-03-17

CA RA
APPROVED

Since 2022-03-17

Branch Locations

480 W Napa St, Sonoma, CA 95476 • United States

3700 Old Redwood Hwy Ste 108 [Nj-Rbo], Santa Rosa, CA 95404 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Sonoma	CA	11/2021	Present
Wells Fargo Bank, Na	Sonoma	CA	11/2003	Present

11/2021 → Present

Wells Fargo Clearing Services, Llc

Sonoma, CA
11/2003 → Present

Wells Fargo Bank, Na

Sonoma, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-03-17

S66 Uniform Combined State Law Examination

2022-03-17

Other Names

Nicole Alexis Reynolds
Nicole Alexis Ratterman
Nicole A Reynolds

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews