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Hightower Advisors, LLC CRD 145323
$199B regulatory AUM 500 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-01-29 |
| IL | RA | APPROVED | 2025-05-05 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Mishawaka, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Salt Lake City | UT | 04/2021 | 07/2023 |
| Wells Fargo Clearing Services | Salt Lake City | UT | 02/2022 | 07/2023 |
| Discover Financial Services | Salt Lake City | UT | 01/2013 | 03/2020 |
| Ettain | Salt Lake City | UT | 03/2020 | 04/2021 |
| Kestra Investment Services | Austin | TX | 07/2023 | 02/2025 |
| Hightower Advisors, Llc | Chicago | IL | 02/2025 | Present |
Owner of rental property. Salt Lake City, UT. Start date: August 2026. Non-investment related. Zero time spent.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-01 |
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