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Katherine Sarb

Wells Fargo Clearing Services, LLC

Grand Rapids, MI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-06-09
TX RA APPROVED 2023-06-09
  • MI RA
    APPROVED
    Since 2023-06-09
  • TX RA
    APPROVED
    Since 2023-06-09

Branch Locations

2025 E Beltline Se Ste 501, Grand Rapids, MI 49546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Grand Rapids MI 11/2021 Present
Watermark Country Club Grand Rapids MI 06/2021 11/2021
Olivera's Restaurant Ionia MI 09/2020 08/2021
Geri Mateus Studios Ada MI 09/2014 11/2020
The Cheney Place Grand Rapids MI 09/2018 11/2019
Grand Rapids Symphony Grand Rapids MI 01/2019 11/2019
Grand Rapids Symphony Grand Rapids MI 05/2018 09/2018
Calvin College Grand Rapids MI 09/2015 12/2018
Forest Hills Public Schools Grand Rapids MI 06/2016 07/2017
  • 11/2021 → Present
    Wells Fargo Clearing Services, Llc
    Grand Rapids, MI
  • 06/2021 → 11/2021
    Watermark Country Club
    Grand Rapids, MI
  • 09/2020 → 08/2021
    Olivera's Restaurant
    Ionia, MI
  • 09/2014 → 11/2020
    Geri Mateus Studios
    Ada, MI
  • 09/2018 → 11/2019
    The Cheney Place
    Grand Rapids, MI
  • 01/2019 → 11/2019
    Grand Rapids Symphony
    Grand Rapids, MI
  • 05/2018 → 09/2018
    Grand Rapids Symphony
    Grand Rapids, MI
  • 09/2015 → 12/2018
    Calvin College
    Grand Rapids, MI
  • 06/2016 → 07/2017
    Forest Hills Public Schools
    Grand Rapids, MI
Other Businesses

THE SOUL SYNDICATE BAND; NOT INV RELATED; GRAND RAPIDS, MI; VOCALIST; START 12/06/2021; 15 HOURS PER MONTH; 0 HOURS DURING TRADING; VOCALIST

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-09
S63 Uniform Securities Agent State Law Examination 2023-05-19
  • S66 Uniform Combined State Law Examination
    2023-06-09
  • S63 Uniform Securities Agent State Law Examination
    2023-05-19
Other Names
  • Katie Sarb

View on SEC IAPD

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J. W. COLE ADVISORS, INC. · Grand Rapids, MI
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STRATEGIC NAVIGATORS PRIVATE WEALTH · GRAND RAPIDS, MI
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