Jonathan Beaubien

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-06-07
NJ	RA	APPROVED	2023-08-07

TX RA
APPROVED_RES

Since 2025-06-07
NJ RA
APPROVED

Since 2023-08-07

Branch Locations

Woodbridge, NJ • United States

186 Wood Ave S Suite 301, Iselin, NJ 08830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
American Federal Mortgage	Chester	NJ	09/2015	06/2017
Aerotek	Parsippany	NJ	06/2017	06/2018
Paychex	Fairlawn	NJ	06/2018	05/2021
Certified Financial Services	Paramus	NJ	05/2021	06/2023
Guardian Life Insurance Company	Paramus	NJ	03/2022	06/2023
Park Avenue Securities	Paramus	NJ	07/2022	06/2023
Mass Mutual Life Insurance Company	Iselin	NJ	07/2023	Present
Mml Investors Services Llc	Iselin	NJ	08/2023	Present

09/2015 → 06/2017

American Federal Mortgage

Chester, NJ
06/2017 → 06/2018

Aerotek

Parsippany, NJ
06/2018 → 05/2021

Paychex

Fairlawn, NJ
05/2021 → 06/2023

Certified Financial Services

Paramus, NJ
03/2022 → 06/2023

Guardian Life Insurance Company

Paramus, NJ
07/2022 → 06/2023

Park Avenue Securities

Paramus, NJ
07/2023 → Present

Mass Mutual Life Insurance Company

Iselin, NJ
08/2023 → Present

Mml Investors Services Llc

Iselin, NJ

Previous Registrations

2023-04-21 → 2023-07-17

Park Avenue Securities Llc

Paramus, NJ

Other Businesses

(1) NAME: COLDWELL BANKER INV REL: Y ADD: 175 PARK AVENUE MADISON, NJ 07940 NATURE: REALTOR/REAL ESTATE POSITION: REAL ESTATE REFERRAL AGENT START DATE: 01/01/2016 No. HR/MO: 2. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: REFER CLIENTS TO REAL ESTATE AGENT. (2) NAME: LEFTYS SPORTS ACADEMY INV REL: N ADD: 840 BLOOMFIELD AVE, CLIFTON NJ 07012 NATURE: BASEBALL COACH POSITION: BASEBALL INSTRUCTOR START DATE: 07/01/2020 No. HR/MO: 5. No. HR/MO DURING SEC TRADING: 2. DESCRIBE DUTIES: PROVIDE BASEBALL INSTRUCTIONS TO CLIENTS. (3) NAME: JONATHAN BEAUBIEN INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE POSITION: AGENT START DATE: 12/01/2023 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 3 DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH (4) NAME: KYDS INV REL: N ADD: PO BOX ASBURY PARK, NJ 07712 NATURE: YOUTH AND COMMUNITY DEVELOPMENT SERVICES POSITION: BOARD MEMBER START DATE: 11/01/2024 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: ATTEND BOARD MEETINGS, ATTEND COMMUNITY EVENTS, ASSIST WITH FUNDRAISING, AND BE AN AMBASSADOR FOR THE ORGANIZATION.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-04-08

S66 Uniform Combined State Law Examination

2023-04-08

View on SEC IAPD