Chloe Lee Zaft

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-10-14
CA	RA	APPROVED	2022-09-23

TX RA
APPROVED_RES

Since 2022-10-14
CA RA
APPROVED

Since 2022-09-23

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Scottsdale	AZ	11/2021	Present
Lovepup Foundation	Scottsdale	AZ	11/2019	11/2021
Olsen-Smith, Ltd.	Paradise Valley	AZ	09/2014	11/2019
Runbuddy Mobile	Tempe	AZ	10/2018	03/2021

11/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale, AZ
11/2019 → 11/2021

Lovepup Foundation

Scottsdale, AZ
09/2014 → 11/2019

Olsen-Smith, Ltd.

Paradise Valley, AZ
10/2018 → 03/2021

Runbuddy Mobile

Tempe, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-09-20

S66 Uniform Combined State Law Examination

2022-09-20

Other Names

Chloe Lee Davidson

View on SEC IAPD