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Stefan D Lightfoot

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Farmington Hills, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-28
MI RA APPROVED 2022-03-25
  • TX RA
    APPROVED
    Since 2022-04-28
  • MI RA
    APPROVED
    Since 2022-03-25

Branch Locations

39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ann Arbor MI 11/2021 Present
Dubois Chemicals Howell MI 07/2018 11/2021
United States Army Fort Polk LA 01/2014 06/2018
Bank Of America, N.A. Ann Arbor MI 02/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-24
  • S66 Uniform Combined State Law Examination
    2022-03-24

View on SEC IAPD

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