Meredith B Duffy

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-02-12
CT	RA	APPROVED	2023-01-23
TX	RA	APPROVED	2023-01-09

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Mystic	CT	11/2021	Present
South Carolina Federal Credit Union	North Charleston	SC	05/2019	05/2021
Loft Outlet	North Charleston	SC	07/2017	10/2019
Loft Outlet	Gaffney	SC	05/2016	07/2017
Charleston Southern University	North Charleston	SC	08/2015	04/2021
Unemployed	Stonington	CT	06/2021	11/2021

11/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mystic, CT
05/2019 → 05/2021

South Carolina Federal Credit Union

North Charleston, SC
07/2017 → 10/2019

Loft Outlet

North Charleston, SC
05/2016 → 07/2017

Loft Outlet

Gaffney, SC
08/2015 → 04/2021

Charleston Southern University

North Charleston, SC
06/2021 → 11/2021

Unemployed

Stonington, CT

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-12-28