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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-16
WA RA APPROVED 2022-03-30
  • TX RA
    APPROVED
    Since 2022-05-16
  • WA RA
    APPROVED
    Since 2022-03-30

Branch Locations

3420 W Kennewick Ave, Kennewick, WA 99336 • United States

1007 Knight St, Richland, WA 99352 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kennewick WA 11/2021 Present
American Medical Response Yakima WA 03/2018 09/2018
Bank Of America Union Gap WA 07/2018 11/2021
Best Buy Spokane Valley WA 10/2014 03/2018
Eastern Washington University Cheney WA 09/2013 03/2018
Allan Brothers Naches WA 06/2018 07/2018
  • 11/2021 → Present
    Kennewick, WA
  • 03/2018 → 09/2018
    American Medical Response
    Yakima, WA
  • 07/2018 → 11/2021
    Bank Of America
    Union Gap, WA
  • 10/2014 → 03/2018
    Best Buy
    Spokane Valley, WA
  • 09/2013 → 03/2018
    Eastern Washington University
    Cheney, WA
  • 06/2018 → 07/2018
    Allan Brothers
    Naches, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-29
  • S66 Uniform Combined State Law Examination
    2022-03-29

View on SEC IAPD

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