Samuel Giovanni Fuentes Escarcega

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dorchester, MA
• 05/2017 → 09/2021
  Bank Of The West
  Albuquerque, NM
• 10/2016 → 05/2017
  T-Mobile
  Miami, FL

Other Businesses

I*2014276, Entity Type, Entity For ProfitName of OBA: 9825 McKnight LLC Address: Albuquerque, NM 87112 Investment Related: n Position, Title, Association: Owner Employee Start Date: 09/19/2024 No Hours: 1hr/mo No Hours during trading: 0 Duties: Co-own rental property with my wife under a Limited Liability Company.

Exams

• S66 Uniform Combined State Law Examination
  2022-04-01

Other Names

• Samuel G Fuentes
• Giovanni Fuentes
• Samuel Fuentes Escarcega