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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-30 |
| NC | RA | APPROVED | 2022-08-01 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
800 Green Valley Rd, Greensboro, NC 27408 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greensboro | NC | 11/2011 | Present |
the name of the other business- SCENTSY whether the business is investment-related- NO the address of the other business; Home office- 2701 E. PINE AVENUE MERIDIAN, ID 83642 the nature of the other business; HOME AND PERSONAL FRAGRANCE your position; CONSULTANT title, or relationship with the other business; the start date of your relationship; 11/2020 the approximate number of hours/month you devote to the other business; 2 TO 4 HOURS MONTHLY VERY MINIMAL- MORE A HOBBY the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; SELL SCENTSY PRODUCTS I*: 1979264 Entity Type: POA Name of OBA: Power of Attorney Address: Greensboro, North Carolina Investment Related: No Position, Title, Association: POA Employee Start Date: 13-Feb-2023 Number of Hours: 0 Number of Hours during trading: 0 Duties: POA Family Friend I*: 1976293 Entity Type: Executor Name of OBA: Executor Address: Greensboro, North Carolina Investment Related: No Position, Title, Association: Executor Employee Start Date: 13-Feb-2023 Number of Hours: 0 Number of Hours during trading: 0 Duties: Executor Family Friend
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-30 |
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