Sean M Ryan

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-07-21
NC	RA	APPROVED	2022-07-19

TX RA
APPROVED_RES

Since 2022-07-21
NC RA
APPROVED

Since 2022-07-19

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Afrgo Clearing Services Llc	Charlotte	NC	11/2021	Present
Wells Fargo	Charlotte	NC	03/2017	11/2021
Lowes	Mooresville	NC	10/2015	03/2017

11/2021 → Present

Wells Afrgo Clearing Services Llc

Charlotte, NC
03/2017 → 11/2021

Wells Fargo

Charlotte, NC
10/2015 → 03/2017

Lowes

Mooresville, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-07-13

S66 Uniform Combined State Law Examination

2022-07-13

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

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