Lisa Marie Little

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2000 → Present
  Wealth Strategies / Corning Federal Credit Union
  Wilmington, NC
• 01/2007 → Present
  Raymond James Financial Services, Inc
  Wilmington, NC
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Wilmington, NC
• 10/2010 → Present
  Corning Federal Credit Union
  Wilmington, NC

Other Businesses

(1) Wealth Strategies/CCU Wealth Strategies/Corning Credit Union Wealth Strategies Address: 3705 Federal Park Dr, Wilmington, NC, 28412, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/09/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Registered Operations Associate

Exams

• S66 Uniform Combined State Law Examination
  2007-05-09

Other Names

• Lisa Marie Zern