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Joshua James Prince

Promus Advisors

Dallas, TX

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Current Employers
Promus Advisors

8226 Douglas Avenue Suite 650, Dallas, TX 75225 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-10-01
  • TX RA
    APPROVED
    Since 2015-10-01

Branch Locations

8226 Douglas Avenue Suite 650, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Promus Asset Management Llc Dallas TX 03/2022 Present
Promus Asset Management, Llc Dallas TX 10/2015 Present
  • 03/2022 → Present
    Promus Asset Management Llc
    Dallas, TX
  • 10/2015 → Present
    Promus Asset Management, Llc
    Dallas, TX
Previous Registrations
Other Businesses

J & K Prince Family Investments LLC; personal investments; 50/50, Member: varied number of hours/per month.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-11-30
S65 Uniform Investment Adviser Law Examination 2007-05-21
  • S63 Uniform Securities Agent State Law Examination
    2007-11-30
  • S65 Uniform Investment Adviser Law Examination
    2007-05-21
Designations

View on SEC IAPD

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Other Offices

RETIREMENT ADVISORS, LLC · DALLAS, TX
7TH HARVEST INVESTMENTS · DALLAS, TX
ADVISOR RESOURCE COUNCIL · Dallas, TX
PRIME SENTRY WEALTH MANAGEMENT LLC · ADDISON, TX
OPENAIR FINANCIAL, LLC · Dallas, TX
GENEOS WEALTH MANAGEMENT, INC. · Addison, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Addison, TX
KESTRA ADVISORY SERVICES, LLC · ADDISON, TX

More in Dallas, TX

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