Michael Rowley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-10-21
WI	RA	APPROVED	2023-11-21

TX RA
APPROVED

Since 2025-10-21
WI RA
APPROVED

Since 2023-11-21

Branch Locations

Janesville, WI • United States

1 S Main St, Janesville, WI 53545 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Janesville	WI	06/2023	Present
Johnson Financial Group	Janesville	WI	06/2023	Present
Retirement Income Strategies	Evansville	WI	12/2022	06/2023
University Of Wisconsin-Whitewater	Whitewater	WI	09/2022	05/2023
Wealthspire Advisors	Madison	WI	06/2022	07/2022
University Of Wisconsin-Whitewater	Whitewater	WI	09/2021	05/2022
Subzero/Wolf	Fitchburg	WI	06/2021	08/2021
University Of Wisconsin-Whitewater	Whitewater	WI	09/2020	05/2021
Oak Ridge Golf Course	Milton	WI	06/2020	08/2020
University Of Wisconsin-Whitewater	Whitewater	WI	01/2020	05/2020
Blackhawk Technical College	Milton	WI	09/2019	12/2019
Gemplers, Inc	Janesville	WI	06/2019	09/2019
Milton High School	Milton	WI	09/2018	06/2019
Gemplers, Inc	Janesville	WI	06/2018	09/2018
Milton High School	Milton	WI	09/2017	06/2018
Unemployed	Janesville	WI	06/2017	09/2017
Milton High School	Milton	WI	09/2016	06/2017
Unemployed	Janesville	WI	06/2016	09/2016
Unemployed	Janesville	WI	08/2022	09/2022

06/2023 → Present

Lpl Financial Llc

Janesville, WI
06/2023 → Present

Johnson Financial Group

Janesville, WI
12/2022 → 06/2023

Retirement Income Strategies

Evansville, WI
09/2022 → 05/2023

University Of Wisconsin-Whitewater

Whitewater, WI
06/2022 → 07/2022

Wealthspire Advisors

Madison, WI
09/2021 → 05/2022

University Of Wisconsin-Whitewater

Whitewater, WI
06/2021 → 08/2021

Subzero/Wolf

Fitchburg, WI
09/2020 → 05/2021

University Of Wisconsin-Whitewater

Whitewater, WI
06/2020 → 08/2020

Oak Ridge Golf Course

Milton, WI
01/2020 → 05/2020

University Of Wisconsin-Whitewater

Whitewater, WI
09/2019 → 12/2019

Blackhawk Technical College

Milton, WI
06/2019 → 09/2019

Gemplers, Inc

Janesville, WI
09/2018 → 06/2019

Milton High School

Milton, WI
06/2018 → 09/2018

Gemplers, Inc

Janesville, WI
09/2017 → 06/2018

Milton High School

Milton, WI
06/2017 → 09/2017

Unemployed

Janesville, WI
09/2016 → 06/2017

Milton High School

Milton, WI
06/2016 → 09/2016

Unemployed

Janesville, WI
08/2022 → 09/2022

Unemployed

Janesville, WI

Other Businesses

1) 09/07/2023 - Johnson Financial Group Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 08/06/2024 - Southcentral Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) -Start Date 08/01/2024 - 40 Hours Per Month/ During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-11-20

S66 Uniform Combined State Law Examination

2023-11-20

View on SEC IAPD