Drew David Patterson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → Present
  Lpl Financial, Llc
  Naperville, IL

Previous Registrations

• 2007-08-23 → 2010-06-04
  Ameriprise Financial Services, Llc
  Chicago, IL

Other Businesses

(1) 06/28/2010: No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - 5% Time Spent. (2) 06/29/2010: Sanneman & Patterson, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 5% Time Spent - 50% owner/partner. (3) 08/29/2016: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Investment Related - Started 08/15/2016 - 4 Hours Per Month/0 Hours During Securities Trading - Long-term Care. (4) 10/26/2016: United Health Care - Investment Related - At Reported Business Location(s) - Non-Variable Insurance-Trails Only - Started 06/01/2010 - 1 Hours Per Month During Securities Trading - Non-variable insurance trails only.

Exams

• S66 Uniform Combined State Law Examination
  2007-07-14