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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-04 |
| CA | RA | APPROVED | 2025-11-12 |
| NY | RA | APPROVED | 2025-11-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Los Angeles | CA | 11/2021 | Present |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 11/2021 | Present |
| Bank Of America | Beverly Hills | CA | 01/2018 | 10/2021 |
| Unemployed | Los Angeles | CA | 04/2013 | 12/2017 |
| 1818 Kelton Ave 201 Llc | Los Angeles | CA | 03/2025 | Present |
Entity Name: 1818 Kelton Ave 201 LLC Investment related: No Address: Los Angeles, CA Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 03/10/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: me and my husband own a one bedroom condo which we rent the apartment and use the rent for paying the mortgage that we have on the property. my husband is the one who manages the property. we just set up a bank account under this LLC and we collect the rent to that account and make the payment to the mortgage from the LLC account, but the mortgage title is still is under of our names.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 2022-02-01 |
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