Rahul Tandan

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 06/2014 → 07/2019
  Bank Of America
  Dallas, TX
• 07/2019 → 10/2021
  Chase Bank
  Houston, TX

Other Businesses

I*606294 For profit or not for profit: Entity For Profit Name of outside business organization: CIRLCLE JERKY LLC Investment related: N Address of business: Spring, texas, 77381 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 3/1/2023 Number of hours devoted: 8 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Entity created at recommendation of CPA. No EIN. No bank account and no activity.

Exams

• S66 Uniform Combined State Law Examination
  2022-08-18