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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Frisco | TX | 03/2026 | Present |
| Fisher Investments | Plano | TX | 10/2024 | 03/2026 |
| Stephen Nsien | Fulshear | TX | 07/2023 | 11/2025 |
| Jpmorgan Chase Bank, N.A. | Sugar Land | TX | 11/2021 | 09/2024 |
| J.P. Morgan Securities Llc | Sugar Land | TX | 11/2021 | 09/2024 |
| Ontellus | Houston | TX | 07/2019 | 11/2021 |
| Digestive Center Associates | Katy | TX | 01/2009 | 07/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2022-03-18 |
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