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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-03-23
  • PA RA
    APPROVED
    Since 2026-03-23

Branch Locations

Chesterbrook, PA • United States

425 Main St., Harleysville, PA 19438 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 11/2021 07/2024
Carvana Gambrills MD 08/2018 09/2021
Eastern University St. Davids PA 09/2016 12/2017
Dicks Sporting Goods Columbia MD 05/2013 08/2018
Eastern University St. Davids PA 09/2015 12/2016
United States Soccer Federation (Elkridge Youth Organization) Elkridge MD 09/2007 05/2020
Eastern University St. Davids PA 09/2015 12/2017
Financial Voyages. Llc Harleysville PA 07/2024 Present
Cambridge Investment Research, Inc. Fairfield IA 09/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2026 Present
  • 11/2021 → 07/2024
    The Vanguard Group, Inc.
    Malvern, PA
  • 08/2018 → 09/2021
    Carvana
    Gambrills, MD
  • 09/2016 → 12/2017
    Eastern University
    St. Davids, PA
  • 05/2013 → 08/2018
    Dicks Sporting Goods
    Columbia, MD
  • 09/2015 → 12/2016
    Eastern University
    St. Davids, PA
  • 09/2007 → 05/2020
    United States Soccer Federation (Elkridge Youth Organization)
    Elkridge, MD
  • 09/2015 → 12/2017
    Eastern University
    St. Davids, PA
  • 07/2024 → Present
    Financial Voyages. Llc
    Harleysville, PA
  • 09/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 03/2026 → Present
    Fairfield, IA
Other Businesses

1. FINANCIAL VOYAGES LLC, [Address not provided], START DATE 08/2024, Licensed Admin, DBA Name, INV REL, 40 HR/MO - 160 HR/MO TRADING 2. CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 03/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, HR/MO: 160 - HR/MO TRADING: 120 3. JOHN SANDERS, 425 Main Street, Harleysville PA 19438, United States, 04/01/2026, Investment Advisor Representative, Insurance/Benefits/Human Resources, NIR, 10 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-24
S63 Uniform Securities Agent State Law Examination 2021-12-27
  • S66 Uniform Combined State Law Examination
    2026-02-24
  • S63 Uniform Securities Agent State Law Examination
    2021-12-27
Other Names
  • John Sanders

View on SEC IAPD

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