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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-02-26
AR RA APPROVED 2025-02-24
  • NC RA
    APPROVED
    Since 2025-02-26
  • AR RA
    APPROVED
    Since 2025-02-24

Branch Locations

Cave Springs, AR • United States

10955 Winds Crossing Dr #100, Charlotte, NC 28273 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American United Life Cave Springs AR 07/2021 01/2023
Oneamerica Securities Cave Springs AR 01/2022 01/2023
C.R. Crawford Construction Fayetteville AR 02/2020 06/2021
Mccleland Consulting Engineers Fayetteville AR 03/2019 02/2020
Unemployed Fayetteville AR 09/2017 03/2019
Gts, Inc. Fayetteville AR 05/2017 09/2017
St. Joseph Health System Irvine CA 08/2015 03/2017
Cetera Advisors St Cloud MN 01/2023 02/2024
Dancing Cactus Llc Cave Springs AR 11/2022 Present
Anchor Financial Group Midlothian VA 01/2023 02/2024
Cornerstone Advisors Llc Fayetteville AR 02/2024 02/2025
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2025 Present
Cambridge Investment Research, Inc. Fairfield IA 07/2026 Present
  • 07/2021 → 01/2023
    American United Life
    Cave Springs, AR
  • 01/2022 → 01/2023
    Oneamerica Securities
    Cave Springs, AR
  • 02/2020 → 06/2021
    C.R. Crawford Construction
    Fayetteville, AR
  • 03/2019 → 02/2020
    Mccleland Consulting Engineers
    Fayetteville, AR
  • 09/2017 → 03/2019
    Unemployed
    Fayetteville, AR
  • 05/2017 → 09/2017
    Gts, Inc.
    Fayetteville, AR
  • 08/2015 → 03/2017
    St. Joseph Health System
    Irvine, CA
  • 01/2023 → 02/2024
    Cetera Advisors
    St Cloud, MN
  • 11/2022 → Present
    Dancing Cactus Llc
    Cave Springs, AR
  • 01/2023 → 02/2024
    Anchor Financial Group
    Midlothian, VA
  • 02/2024 → 02/2025
    Fayetteville, AR
  • 02/2025 → Present
    Fairfield, IA
  • 07/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Previous Registrations
  • 2024-03-07 → 2025-02-24
    Fayetteville, AR
  • 2023-02-06 → 2024-03-05
    Cetera Advisors Llc
    Cave Springs, AR
    Fishersville, VA
    Houston, TX
    Fisherville, VA
  • 2022-03-15 → 2023-02-16
    Indianapolis, IN
    Cave Springs, AR
Other Businesses

1) Compassion Ministries, 1200 Chancery Ln, Cave Springs AR 72718, 02/2025, Board Member, Volunteer, NIR, 2 HR/MO, 0 HR/MO TRADING. 2) Quantum Health Benefits LLC, 1200 Chancery Ln, Cave Springs AR 72718, 02/2025, Agent, 1099, NIR, 2 HR/MO, 2 HR/MO TRADING. 3) Brokerage Solutions LLC, 1200 Chancery Ln, Cave Springs AR 72718,, 02/2025, Agent, 1099, NIR, 2 HR/MO, 2 HR/MO TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 02/2025 5) BAKER WEALTH MANAGEMENT, 1200 Chancery Ln, Cave Springs AR 72718, 10/2025, AGENT, DBA NAME, NIR, 0 HR/MO - 0 HR/MO TRADING. 6) COMPASSION MINISTRIES, 1200 Chancery Ln, Cave Springs AR 72718, 02/2025, TREASURER, VOLUNTEER, NIR, 2 HR/MO - 0 HR/MO TRADING. 7) IRONVEST FINANCIAL, Cave Springs AR 72718, 12/2025, AGENT, REFERRALS, NIR, 5 HR/MO - 5 HR/MO TRADING. 8) BAKER WEALTH MANAGEMENT, 1200 Chancery Ln, Cave Springs AR 72718, 10/2025, AGENT, DBA NAME, NIR, 0 HR/MO - 0 HR/MO TRADING. 9) IRONVEST FINANCIAL, Cave Springs AR 72718, 12/2025, AGENT, REFERRALS, NIR, 5 HR/MO - 5 HR/MO TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-06-23
S65 Uniform Investment Adviser Law Examination 2022-03-15
  • S63 Uniform Securities Agent State Law Examination
    2023-06-23
  • S65 Uniform Investment Adviser Law Examination
    2022-03-15

View on SEC IAPD

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