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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-02-26 |
| AR | RA | APPROVED | 2025-02-24 |
Branch Locations
Cave Springs, AR • United States
10955 Winds Crossing Dr #100, Charlotte, NC 28273 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American United Life | Cave Springs | AR | 07/2021 | 01/2023 |
| Oneamerica Securities | Cave Springs | AR | 01/2022 | 01/2023 |
| C.R. Crawford Construction | Fayetteville | AR | 02/2020 | 06/2021 |
| Mccleland Consulting Engineers | Fayetteville | AR | 03/2019 | 02/2020 |
| Unemployed | Fayetteville | AR | 09/2017 | 03/2019 |
| Gts, Inc. | Fayetteville | AR | 05/2017 | 09/2017 |
| St. Joseph Health System | Irvine | CA | 08/2015 | 03/2017 |
| Cetera Advisors | St Cloud | MN | 01/2023 | 02/2024 |
| Dancing Cactus Llc | Cave Springs | AR | 11/2022 | Present |
| Anchor Financial Group | Midlothian | VA | 01/2023 | 02/2024 |
| Cornerstone Advisors Llc | Fayetteville | AR | 02/2024 | 02/2025 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2025 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2026 | Present |
1) Compassion Ministries, 1200 Chancery Ln, Cave Springs AR 72718, 02/2025, Board Member, Volunteer, NIR, 2 HR/MO, 0 HR/MO TRADING. 2) Quantum Health Benefits LLC, 1200 Chancery Ln, Cave Springs AR 72718, 02/2025, Agent, 1099, NIR, 2 HR/MO, 2 HR/MO TRADING. 3) Brokerage Solutions LLC, 1200 Chancery Ln, Cave Springs AR 72718,, 02/2025, Agent, 1099, NIR, 2 HR/MO, 2 HR/MO TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 02/2025 5) BAKER WEALTH MANAGEMENT, 1200 Chancery Ln, Cave Springs AR 72718, 10/2025, AGENT, DBA NAME, NIR, 0 HR/MO - 0 HR/MO TRADING. 6) COMPASSION MINISTRIES, 1200 Chancery Ln, Cave Springs AR 72718, 02/2025, TREASURER, VOLUNTEER, NIR, 2 HR/MO - 0 HR/MO TRADING. 7) IRONVEST FINANCIAL, Cave Springs AR 72718, 12/2025, AGENT, REFERRALS, NIR, 5 HR/MO - 5 HR/MO TRADING. 8) BAKER WEALTH MANAGEMENT, 1200 Chancery Ln, Cave Springs AR 72718, 10/2025, AGENT, DBA NAME, NIR, 0 HR/MO - 0 HR/MO TRADING. 9) IRONVEST FINANCIAL, Cave Springs AR 72718, 12/2025, AGENT, REFERRALS, NIR, 5 HR/MO - 5 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-06-23 |
| S65 | Uniform Investment Adviser Law Examination | 2022-03-15 |
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