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Benjamin Adam Wightman

Morgan Stanley

Sandy, UT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-07
UT RA APPROVED 2023-05-16
  • TX RA
    APPROVED_RES
    Since 2023-07-07
  • UT RA
    APPROVED
    Since 2023-05-16

Branch Locations

200 West Civic Center Drive, Sandy, UT 84070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Salt Lake City UT 06/2011 07/2020
E*Trade Securities Llc Sandy UT 07/2020 Present
E*Trade Capital Management Llc Sandy UT 07/2020 Present
Morgan Stanley Sandy UT 01/2023 Present
Morgan Stanley Sandy UT 09/2023 Present
  • 06/2011 → 07/2020
    Wells Fargo Advisors Llc
    Salt Lake City, UT
  • 07/2020 → Present
    E*Trade Securities Llc
    Sandy, UT
  • 07/2020 → Present
    E*Trade Capital Management Llc
    Sandy, UT
  • 01/2023 → Present
    Sandy, UT
  • 09/2023 → Present
    Sandy, UT
Previous Registrations
  • 2020-08-12 → 2023-09-05
    Harrisdirect Llc
    Arlington, VA
    Sandy, UT
  • 2014-08-11 → 2020-08-03
    Salt Lake City, UT
    Salt Lake City, UT
    St. Louis, MO
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-09
S63 Uniform Securities Agent State Law Examination 2006-10-04
  • S66 Uniform Combined State Law Examination
    2014-08-09
  • S63 Uniform Securities Agent State Law Examination
    2006-10-04
Other Names
  • Benjamin Wightman

View on SEC IAPD

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