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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-05 |
Branch Locations
1000 Lakes Drive Suite 415, West Covina, CA 91790 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | West Covina | CA | 11/2021 | Present |
| Wfgia | West Covina | CA | 10/2021 | Present |
| Nissin Intl Transport | Torrance | CA | 11/2011 | 09/2021 |
| World System Builders (Wsb) | Alviso | CA | 08/2022 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-11 |
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