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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-09 |
| TX | RA | APPROVED | 2021-06-09 |
Branch Locations
114-118 N. Tioga St, Ithaca, NY 14850 • United States
33 East Genesse St, Skaneateles, NY 13152 • United States
2109 Rts. 5 & 20 - Liberty Center Plaza, Seneca Falls, NY 13148 • United States
239 E. Main St., Elbridge, NY 13060 • United States
237 Grant Ave, Auburn, NY 13021 • United States
100 Kasson Rd, Camillus, NY 13031 • United States
2248 N. Triphammer Rd., Ithaca, NY 14850 • United States
Warners, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Securities, Inc | Fairmount | NY | 01/2011 | 06/2021 |
| Lpl Financial Llc | Auburn | NY | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-25 |
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