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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2018-11-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Central Financial Group | Roland | IA | 01/2006 | Present |
| Ameritas Investment Corp | Lincoln | NE | 05/2006 | 02/2017 |
| Sii | West Des Moines | IA | 02/2017 | 11/2018 |
| Osaic Wealth, Inc. | Roland | IA | 11/2018 | Present |
1) CFG EMPLOYEE POSITION: employee NATURE: LLC and Insurance agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2006 ADDRESS: 120 N Main St, PO Box 291, Roland IA 50236, United States DESCRIPTION: insurance agent, employed and compensated by Central Financial Group 2) CENTRAL FINANCIAL GROUP - DBA POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2006 ADDRESS: 120 N Main St, PO Box 291, Roland IA 50236, United States DESCRIPTION: Investment Advisor Representative Doing Business As Central Financial Group 3) Independent Insurance Agent- CFG; Yes; LLC & Insurance Agency; 120 N Main St PO Box 307 Roland Iowa 50236; Insurance Agent; Start Date 01/01/2006; Hrs per month 160; Securities Hrs per month 120; Insurance Agent. 4) NOTARY PUBLIC STATE OF IOWA POSITION: Notary Public NATURE: Other Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/14/2019 ADDRESS: 120 N Main St, Roland IA 50236, United States DESCRIPTION: serve as an impartial witness to verify the authenticity of signatures on documents 5) INDEPENDENT INSURANCE AGENT - CFG POSITION: insurance agent NATURE: LLC & Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2006 ADDRESS: 120 N Main St, PO Box 307, Roland IA 50236, United States DESCRIPTION: insurance agent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-19 |
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