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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2013-08-09 |
Branch Locations
6120 South Gilmore Road Suite 206, Fairfield, OH 45014 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Lawrenceburg | IN | 02/2007 | Present |
| Fifth Third Securities | Lawrenceburg | IN | 02/2007 | Present |
ADVOCARE INDEPENDENT DISTRIBUTOR - NOT INVESTMENT RELATED - 7153 KENDRICK CT, HAMILTON, OH 45011 -INDEPENDENT SALES OF HEALTH AND WELLNESS PRODUCTS - INDEPENDENT SALESPERSON - 5 HRS/MO - WILL NOT INTERFERE WITH DUTIES AT FIRM - ------------------------------------------------------------------------------------------------------------------------------------------- Jason Rathel, Sole Proprietor - online resales - Buying and selling products online - 3 hrs/mo - not investment related - will not interfere with duties at Firm
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-23 |
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