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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-22
DC RA APPROVED 2022-04-01
TX RA APPROVED 2022-03-08
  • FL RA
    APPROVED
    Since 2026-05-22
  • DC RA
    APPROVED
    Since 2022-04-01
  • TX RA
    APPROVED
    Since 2022-03-08

Branch Locations

50 N Laura St, Jacksonville, FL 32202 • United States

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 11/2021 Present
Verizon Wireless Germantown MD 03/2011 11/2021
Self Employed Clarksburg MD 04/2020 10/2021
American Councils For International Education Washington DC 09/2018 11/2019
  • 11/2021 → Present
    Washington, DC
  • 03/2011 → 11/2021
    Verizon Wireless
    Germantown, MD
  • 04/2020 → 10/2021
    Self Employed
    Clarksburg, MD
  • 09/2018 → 11/2019
    American Councils For International Education
    Washington, DC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-03-31
S65 Uniform Investment Adviser Law Examination 2021-06-29
  • S63 Uniform Securities Agent State Law Examination
    2022-03-31
  • S65 Uniform Investment Adviser Law Examination
    2021-06-29

View on SEC IAPD

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